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Practice Management

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Outsourcing the Compliance Function

In a recent SEC Risk Alert on the issue of outsourcing compliance, the SEC’s concerns centered on a third-party provider’s scope of authority, its communication with staff and whether an outside compliance provider with multiple clients had the resources to sufficiently service the firm.      

Peer-To-Peer

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The Odd Index or Two

More than a century later since the founding by Dow Jones of the world's first stock market index, we’re still trying to predict the direction of stock prices and track broader economic activity through the use of these analytical indices, some of which have very odd names.

Markets and Investments

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Industry Trends

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Work/Life Balance

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